Article L533-10-5
…n the European Economic Area shall:1° Notify the Autorité des marchés financiers as well as the competent authority designated as the contact point, within the meaning of Article 79(1) of Directive 20…
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Showing 7601–7610 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
…n the European Economic Area shall:1° Notify the Autorité des marchés financiers as well as the competent authority designated as the contact point, within the meaning of Article 79(1) of Directive 20…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
…t any trading that may create risks for the providers themselves, give rise to or contribute to market disruption or be contrary to Regulation (EU) No 596/2014 of the European Parliament and of the Co…
…providers other than portfolio management companies that use algorithmic trading to implement a market-making strategy must comply with the following conditions, taking into account the liquidity, siz…
…her than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the client, any remuneration, commi…
By way of derogation fromarticle L. 1331-2 of the French Labour Code, the total amount of variable remuneration may, in whole or in part, be reduced or give rise to restitution where the financial res…
The members of the risk committee set up pursuant to the provisions of Article L. 533-31 have the knowledge, skills and expertise to enable them to understand, manage and monitor the investment firm's…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…3° Ensure that they do not remunerate or evaluate the results of their employees in a way that is detrimental to their obligation to act in the best interests of their clients when providing the advi…
…investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
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