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Showing 7611–7620 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
Digital asset services include the following services: 1° The service of holding digital assets on behalf of third parties or access to digital assets, where applicable in the form of private cryptogr…
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
Variable remuneration shall not be paid by means of financial instruments or methods that facilitate non-compliance with the provisions of Titles I and III of Book V of this Code or with Regulation (E…
The persons referred to in article L. 533-30 are prohibited from using individual hedging or insurance strategies with regard to remuneration or liability in order to limit the application of the prov…
…a for the level of remuneration of the person according to which investment firms are required to meet the obligations of the preceding paragraphs. By way of derogation from the provisions of the prec…
Discretionary pension benefits as defined in Article 4(1) 73 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 shall be consistent with the economic strategy…
…the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
…ing its implementation. In the case of a branch of a third-country undertaking mentioned in Article L. 532-48 and where the third-country undertaking is an investment firm, the persons mentioned in 4°…
…otal remuneration is deferred for a period of three to five years. The duration of the deferral is set taking into account the length of the investment firm's business cycle, the nature of its busines…
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