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Showing 651–660 of 60601 articles for “Art. Law of 6 Jan. 1978 – Informatique et Libertés”
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of an investment firm at the request of the firm. It may also be decided ex officio by the AMF in the following case…
I. Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings i…
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
…service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activities that the…
…intended to remunerate their activity. II -Financial investment advisors may not claim the benefit of the provisions of articles L. 532-23 and L. 532-24.
A provider of equity crowdfunding services wishing to engage in the activity referred to in Article L. 547-4 shall submit an application to the Autorité des marchés financiers, either when applying fo…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
Participative finance intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of their clients, including potential clients. To this…
If, after having granted its approval, the Autorité des marchés financiers finds that the offer proposed to the public no longer complies with the contents of the offer document or no longer offers th…
Throughout the duration of the business relationship and in accordance with the conditions laid down by decree of the Conseil d'Etat, these persons shall, within the limits of their rights and obligat…
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