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Showing 2251–2260 of 33248 articles for “Art. R 315-12”
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Where an investment service provider other than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining th…
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
When the psychiatric care measure taken against a person is lifted in application of this chapter or chapters II or III of this title, a psychiatrist from the host establishment will inform the person…
For the sole purpose of monitoring a person who represents a serious threat to public security and order due to his or her radicalisation as a terrorist, the State representative in the department and…
Persons belonging to the health reserve provided for in article L. 3132-1, carrying out an activity as part of a commitment to serve in the operational reserve provided for in article L. 4211-1 of the…
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