Article R519-36
The association verifies that the staff of its members subject to the requirement of good repute referred to in articles L. 500-1, L. 519-3-3 and R. 519-6 meet this requirement. To this end, any perso…
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Showing 3221–3230 of 61947 articles for “Art. R 315-31 and R 315-32”
The association verifies that the staff of its members subject to the requirement of good repute referred to in articles L. 500-1, L. 519-3-3 and R. 519-6 meet this requirement. To this end, any perso…
Following its audits, the association recommends any compliance measures to its members and ensures that they are followed up.
The Autorité de contrôle prudentiel et de résolution shall immediately inform the public of the withdrawal of authorisation by means of a press release posted on its website. It will also inform the b…
I. - Pursuant to the provisions ofArticle L. 532-3-1 and without prejudice to the provisions of I ofArticle L. 531-6, the Autorité de contrôle prudentiel et de résolution shall be informed in advance…
The association shall ensure that its members comply with the obligation to take out the professional indemnity insurance referred to in Article L. 519-3-4. In particular, it verifies that this contra…
The trade association referred to in I of article L. 519-11 is a not-for-profit association with its registered office in France.
I. - On receipt of an application, the Autorité de contrôle prudentiel et de résolution shall check that it includes all the information required under the terms of I or II ofArticle R. 532-1 , as app…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
In the notification referred to in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member St…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
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