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Showing 3241–3250 of 61947 articles for “Art. R 315-31 and R 315-32”
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
For authorisation under the conditions set out in I of Article L. 519-13, the association submits a file to the Autorité de contrôle prudentiel et de résolution, the composition of which is set by ord…
Where the applicant applies for authorisation as an investment firm or credit institution including the right to provide custody account keeping or clearing of financial instruments, the authorisation…
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
To be considered as representative within the meaning of I of article L. 519-13, a professional association must have paid-up members representing at least 10% of the total number of professionals sub…
I. - Before granting authorisation as an investment firm to an applicant that is a direct or indirect subsidiary of an insurance company, reinsurance company, credit institution, investment firm or po…
If the purpose of the association covers activities other than insurance broking, the association may offer its members a single mediator for all these activities, provided that the mediator is regist…
Where the applicant is a direct or indirect subsidiary of an investment firm or credit institution that does not have its registered office in France, it is also required to provide precise informatio…
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