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Showing 3011–3020 of 40360 articles for “Art. R. 512-46-25 et s.”
…f Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member State and information about its marketin…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…graph of article L. 612-1 of the French Consumer Code. To this end, it offers them a mediator who meets the requirements of Title I of Book VI of the same code, using, where appropriate, a mediator fr…
The Autorité des marchés financiers will notify the applicant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period…
…advance of any proposed amendment to the factors taken into account for the authorisation of an asset management company. The AMF shall inform the applicant of the possible consequences of the propos…
…ules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
…on with their FIA management activities referred to in Article L. 511-6 with which they work ; 2° Whether it receives remuneration for this transaction or service from the credit institution, finance…
…ation ensures that the relevant staff of its members comply with the conditions of professional competence set out in article L. 519-3-3 , depending on the nature of the activity carried out and the p…
…ed over time. This action plan provides for each member to be verified at least once every five years.
…preventing and managing conflicts of interest. It shall inform the Autorité de contrôle prudentiel et de résolution and its members of any links of any kind, in particular capital or commercial links…
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