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Showing 3031–3040 of 40360 articles for “Art. R. 512-46-25 et s.”
…ion is also recognised as representative under III of article L. 541-4 of this Code or underarticle R. 513-23 of the Insurance Code. The total number of professionals required to be members is assesse…
…anagement company headquartered in a country other than France, the Autorité de contrôle prudentiel et de résolution may, on its own initiative or at the request of the Autorité des marchés financiers…
…intends to manage one or more European Union AIFs established in the same Member State, without marketing them in the European Union: the home Member State of the AIF or AIFs;2° Where the AIFM intends…
…gistered on the list referred to inarticle L. 615-1 of the Consumer Code for each of these activities.
…e, on the nature and extent of the authorisation of its parent company to provide investment services.
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
…n Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the con…
…directorships provided for in II to IV of article L. 533-26 apply within an investment firm that meets one of the following conditions:1° The balance sheet total, corporate or consolidated, exceeds f…
…t on its application and, where applicable, a list of the provisions from which he has deviated, together with the reasons and the measures taken in substitution, as referred to in the first paragraph…
…e granted as part of the authorisation procedure as an investment service provider other than an asset management company. Where the applicant has been authorised as an investment service provider oth…
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