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Showing 3301–3310 of 58561 articles for “Art. VI and VI ter”
…des to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt or by bailiff's dee…
The request for an increase must be made in the following form and under the following conditions:1° The request is sent by registered letter with acknowledgement of receipt to the chairman of the Enf…
…nts the rapporteur. The rapporteur will take all necessary steps. The rapporteur may call on the services of the Autorité des marchés financiers. The accused person and the member of the college menti…
…n the third paragraph of I of Article L. 621-15 or his representative appointed pursuant to this provision may submit observations in support of the objections notified and propose a sanction. The def…
A member of the Enforcement Committee who, without prejudice to the cases provided for in Article 12 of the aforementioned Act of 20 January 2017, assumes that he or she is a ground for disqualificati…
…een a breach of the rights guaranteed by the European Convention for the Protection of Human Rights and Fundamental Freedoms, a final acquittal decision by the criminal court, or the measures taken by…
The Autorité des marchés financiers shall, where appropriate, inform the European Commission and the competent authorities of the other Member States of the European Union of the decisions it takes pu…
The Board's decision can only be appealed together with the decision on the grievances.
…the panel;3° If the reason given could not be made known to the accused person within the period provided for in 1° or 2°, at the latest before the end of the meeting provided for in Article R. 621-40…
…t in the minutes.It must, on pain of inadmissibility, state precisely the reasons for the challenge and be accompanied by the appropriate supporting documents.
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