Article L612-33
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
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Showing 3631–3640 of 58561 articles for “Art. VI and VI ter”
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
…neral of the Autorité de contrôle prudentiel et de résolution may decide to extend the on-site supervision of a person subject to its supervision: 1° To its subsidiaries ; 2° To legal entities that di…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
…té de contrôle prudentiel et de résolution may give formal notice to any person subject to its supervision to take, within a specified period, any measures intended to bring it into compliance with th…
I. - The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the…
…le prudentiel et de résolution may issue an injunction accompanied by a penalty payment, the amount and effective date of which it shall determine.The penalty shall be recovered by the public accounta…
When practices are identified that may justify prosecution under Articles L. 420-1 and L. 420-2 of the French Commercial Code, the Chairman of the Autorité informs the competent competition authoritie…
…sary to take immediate action to establish facts or conduct likely to constitute a breach of the provisions applicable to the persons inspected, the authority's inspectors may draw up official reports…
Where the Autorité de contrôle prudentiel et de résolution finds that a person subject to its supervision is engaging in practices that are likely to jeopardise the interests of its customers, policyh…
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