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Showing 4641–4650 of 67139 articles for “Art. al. 1 and 1078-9”
…transferable securities or financial products provided for in the third paragraph of Article L. 452-1 may be granted to any association which, on the date of the application for authorisation, has bee…
I. - The rules limiting the number of directorships provided for in II to IV of article L. 511-52 apply within a credit institution or finance company that meets one of the following conditions:1° The…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
For the application of article L. 341-12, the direct seller shall provide the canvassed person with information concerning: 1° The identity, principal activity and geographical address at which the fi…
…ters is maintained by the Banque de France on behalf of the authorities referred to in Article L. 341-7 . The procedures for managing the file and the relations between the Banque de France and the au…
The information contained in the direct seller file is as follows:1° The direct seller's registration number;2° The name, surname, first names, date and place of birth of the direct seller, natural pe…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
I. - The threshold mentioned in the first paragraph of I of Article L. 511-47 is set on the basis of the book value of assets corresponding to trading activities in financial instruments at 7.5% of th…
Mutual and cooperative banks, local savings companies and mutual guarantee companies guaranteeing loans granted by a banque populaire, governed by law no. 47-1775 of 10 September 1947 on the status of…
…an adversarial procedure, in accordance with the provisions of the third paragraph of Article L. 421-3, it shall immediately inform the market undertaking and shall then have a period of three months…
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