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Showing 1131–1140 of 66828 articles for “Art. al. 1 and 1844-10”
…their transfer, commitment, sale or loan.II. - Assets held by the custodian may only be re-used if :1° The assets are reused on behalf of the UCITS ;2° The custodian carries out the instructions of th…
…f interest between the UCITS, the unit-holders or shareholders of the UCITS, the management company and the depositary itself, unless the depositary has functionally and hierarchically separated the p…
I. - The UCITS depositary :1° Ensures that all payments made by or on behalf of unitholders or shareholders in connection with the subscription of units or shares of UCITS have been received and that…
The custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-10-5. The custodian may delegate to third parties the asset safekeeping functions referre…
The depositary of a UCITS governed by French law has its registered office or is established in France.
…y has been delegated, of financial instruments held in custody in accordance with II of article L. 214-24-8.In the event of the loss of financial instruments held in safekeeping, the custodian shall r…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
…estment services providers other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their tradi…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
…anagement companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, including order cancellations, orders executed and qu…
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