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Showing 651–660 of 66604 articles for “Art. al. 2 and 3”
…ontrol functions are independent of the business units they supervise, have the necessary authority and are remunerated on the basis of the achievement of objectives related to their duties, independe…
I. - Any failure by the persons referred to in 12°, 13°, 14°, 18° and 19° of Article L. 561-2 to comply with the obligations laid down in Sections 3 to 6 of this Chapter, in Chapter II of this Title,…
Subject to the provisions of Articles L. 613-31-5 and L. 613-31-6 : 1° Reorganisation and winding-up measures decided by the competent authorities of a Member State other than France in respect of a c…
…résolution is responsible for monitoring compliance by the persons referred to in I of Article L. 526-24 acting under the freedom of establishment, of the provisions of Section 12 of Chapter III of T…
…he portion of their deposits covered by the guarantee instituted pursuant to 1° of II of Article L. 312-4, and the deposit guarantee and resolution fund for the claims it holds on the institution conc…
…s or branches are established, including the impact on the financial stability, budgetary resources and deposit guarantee or investor compensation schemes of those Member States.
Pursuant to the second paragraph of II of Article L. 214-24-2, the marketing, with a passport, in a Member State of the European Union other than France, to professional clients, of units or shares of…
By way of derogation from article R. 214-32-29, a general-purpose investment fund may invest, in accordance with the principle of risk spreading, up to 100% of its assets in different eligible financi…
…vestment fund may not hold more than :1° 10% of the non-voting equity securities of any one issuer ;2° 10% of the debt securities of any one issuer ;3° 10% of money market instruments issued by the sa…
A general purpose investment fund may hold up to 25% of the same category of financial securities of the same issuer when the latter is a socially responsible company mentioned in article L. 3332-17-1…
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