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Showing 861–870 of 64426 articles for “Art. al. 3 and 4”
The period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of natural persons placed under…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
…ovided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the composition and powers of these…
…trôle prudentiel et de résolution shall make the notification provided for in II of Article L. 526-24 within one month.
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
The register of persons referred to in I of article L. 546-1 includes information relating to the identity, activity and, where applicable, the category of the persons concerned. This information is s…
…ediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the exception of radio advertisements,…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
For the purposes of Article L. 561-4, insurance mediation by the persons referred to in 3° bis of Article L. 561-2 constitutes an ancillary financial activity for which these persons are exempt from t…
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