Article D54-10-2
To register in accordance with Article L. 54-10-3, applicants must send the following information to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Art…
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Showing 5201–5210 of 64611 articles for “Art. al. 5 and D 227-3”
To register in accordance with Article L. 54-10-3, applicants must send the following information to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Art…
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
I. - For the purposes of I bis of Article L. 533-13, professional clients wishing to benefit from the guarantees provided for therein shall inform the investment services provider either electronicall…
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
1° The service of custody of digital assets on behalf of third parties consists of controlling, on behalf of a third party, the means of access to the digital assets registered in the shared electroni…
The threshold provided for in 11° of Article L. 561-2 is set at 10,000 euros per transaction or related transactions.
The AMF shall be informed in advance of any proposed changes to the factors taken into account when examining an application for authorisation from a digital asset service provider. It shall inform th…
To obtain the authorisation referred to in Article L. 54-10-5, applicants must send the AMF a complete file containing the following information: I.-General information, in particular: 1° Its name or…
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