Article L214-24-9
The custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-24-8.The custodian may delegate asset safekeeping functions to third parties under the co…
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Showing 961–970 of 58313 articles for “Art. n° 09-069 and 9 September 2020”
The custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-24-8.The custodian may delegate asset safekeeping functions to third parties under the co…
…e individually subject to the provisions applicable to sociétés de libre partenariat.II. - Notwithstandingarticle 2285 of the Civil Code and unless otherwise stipulated in the articles of association…
…té des marchés financiers to assess the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I shall be specified in the General Regulations…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité des marchés financiers also has the power to oppose, in accordance with the provisions of Article 8(14) and…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…y termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensation or buy-outs of previous…
…laundering or terrorist financing, the persons who issue electronic money referred to in 1°, 1° ter and 1° quater of Article L. 561-2 are not subject to the due diligence requirements laid down in Art…
…this section, or to acts carried out by the persons they designate pursuant to Articles L. 612-34-1 and L. 613-51.
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