Article L613-31-9
…appointed by the competent authority of another Member State shall be entitled to exercise in mainland France, in the overseas departments and in the Department of Mayotte and Saint-Martin all the po…
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Showing 971–980 of 58313 articles for “Art. n° 09-069 and 9 September 2020”
…appointed by the competent authority of another Member State shall be entitled to exercise in mainland France, in the overseas departments and in the Department of Mayotte and Saint-Martin all the po…
I.-Any financial contract entered into by a person referred to in I of Article L. 613-34 and governed by the legislation of a third country shall include a clause stipulating that the parties acknowle…
…his measure.If the measure adopted cannot reasonably be implemented, the resolution college shall abandon the measure envisaged.At the request of the resolution board, the administrator, liquidator or…
…Article L. 613-51-1, in agreement with the supervisory board, of the shortcomings it has identified and asks them to amend the plan in order to remedy them. III. - Within two weeks of the date of rece…
…in the Conseil d'Etat, the Autorité des marchés financiers may : 1° Delegate to market undertakings and, where applicable, to clearing houses the supervision of the activity and transactions carried o…
When the Secretary General of the AMF, or the Deputy Secretary General specially delegated for this purpose, decides to conduct investigations, he shall authorise the investigators in accordance with…
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
The Autorité des marchés financiers is the competent authority within the meaning of Article 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 201…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
The registered intermediary who is the beneficiary of a proxy mentioned in article D. 211-9-5 may transmit or issue shareholders' votes under his signature. The mandates and proxies referred to in art…
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