Article L440-10
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
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Showing 3221–3230 of 17413 articles for “Art. n° 16-23.120 et n° 16-10.583”
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories, and amending Directives 98/2…
…r operation or when the prudential requirements applicable to the central depositary are no longer met or are likely to be no longer met. The AMF shall decide on the appointment of a provisional admin…
…n or prospects of an issuer or about the supply, demand or price of a financial instrument or that sets or is likely to set the price of a financial instrument at an abnormal or artificial level shall…
…e companies must have paid-up initial capital or a paid-up endowment, the minimum amount of which, between one million and five million euros depending on the authorisation granted, is defined by orde…
…on, the opening of these offices must be notified in advance to the Autorité de contrôle prudentiel et de résolution. These offices may use the name or business name of the credit institution they rep…
…t has its registered office, any financial institution that has obtained a certificate from the competent authorities of that Member State certifying that it meets the conditions required for this pur…
For the application of the provisions of this code relating to credit institutions and finance companies, the following are considered as central bodies:Crédit agricole S.A., the central body of savin…
…ode are applicable to credit institutions, finance companies and investment firms under conditions set by the French Accounting Standards Authority (Autorité des normes comptables) after receiving the…
Any credit institution operating on the markets for financial futures instruments whose underlying asset is, in whole or in part, an agricultural commodity is prohibited from building up physical stoc…
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