Article D532-40
…n institution referred to in article L. 518-1 or in 1° of article L. 531-2, outside a regulated market, a multilateral trading facility or an organised trading facility; 2° The transactions are conclu…
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Showing 6061–6070 of 17413 articles for “Art. n° 16-23.120 et n° 16-10.583”
…n institution referred to in article L. 518-1 or in 1° of article L. 531-2, outside a regulated market, a multilateral trading facility or an organised trading facility; 2° The transactions are conclu…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I.-The association shall set up a committee responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee m…
When it intends to withdraw an association's authorisation, the Autorité de contrôle prudentiel et de résolution will inform the association. It will give the association the reasons for the withdrawa…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
…n referred to in I ofArticle L. 531-6, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application together with a file containing the information provided for in the…
To obtain authorisation as a portfolio management company, applicants must submit their application to the Autorité des marchés financiers.The application for authorisation must be accompanied by a fi…
…Articles L. 532-18 and L. 532-18-1. It shall immediately inform the Autorité de contrôle prudentiel et de résolution.The Autorité des marchés financiers shall also receive notifications of freedom of…
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