Article D532-20
…the use of a tied agent by credit institutions shall be sent to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des marchés financiers within five working days of…
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Showing 6071–6080 of 17413 articles for “Art. n° 16-23.120 et n° 16-10.583”
…the use of a tied agent by credit institutions shall be sent to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des marchés financiers within five working days of…
Pursuant to Article V of Article L. 532-39, in the event of a difference of opinion between the Autorité des marchés financiers and the European Securities and Markets Authority :1° The Autorité des m…
…shall send the report referred to in II of Article L. 519-13 to the Autorité de contrôle prudentiel et de résolution. This report contains a copy of the balance sheet and profit and loss account for t…
When the Autorité de contrôle prudentiel et de résolution decides to withdraw an association's authorisation, it shall notify the association of this decision by registered letter or electronic regist…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
The Autorité de contrôle prudentiel et de résolution may oppose the proposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-8-1, o…
…r than that in which the acquisition is contemplated;3° or an undertaking controlled by a person, whether natural or legal, who also controls an insurance undertaking, reinsurance undertaking, credit…
…authority that has been designated as the contact point. Where such a change would result in the asset management company no longer complying with the laws and regulations applicable to it, the Autori…
I.-The Autorité de contrôle prudentiel et de résolution (ACPR) shall rule on the application for authorisation within three months of the date of receipt of a complete file. It will notify the associa…
The association shall inform the Autorité de contrôle prudentiel et de résolution without delay of any change in its governance, organisation, articles of association, operating rules or written proce…
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