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Showing 4541–4550 of 13190 articles for “Art. professional status not enough”
The management company may not, on behalf of a fund, carry out any transactions other than forward or spot purchases or sales of its assets which are not traded on a financial instruments market withi…
I. - A general purpose investment fund may not invest more than : 1° 5% of its assets in eligible financial securities or money market instruments issued by the same issuer ; 2° 20% of its assets in e…
…stment scheme governed by French law, a UCITS established under foreign law, an FIA established in another Member State of the European Union or an investment fund governed by foreign law, it shall no…
…e bonds or profit-sharing securities, as well as in current account advances in companies which are not admitted to trading on a financial instruments market within the meaning of I of Article L. 214-…
The former SICAV, which retains the assets whose disposal would not be in the interests of the shareholders pursuant to Article L. 214-24-33, and the new SICAV have the same portfolio management compa…
…le L. 422-1 ; 2° Eligible financial securities and money market instruments admitted to trading on another regulated market which operates regularly, is recognised, is open to the public and has its r…
…32-21, R. 214-32-29, R. 214-32-32 to R. 214-32-36, R. 214-32-38 to R. 214-32-40 and R. 214-32-42 do not apply to innovation mutual funds.II. - The assets of a fonds commun de placement dans l'innovati…
…hat the credit institution has its registered office in a Member State of the European Union or in another State party to the Agreement on the European Economic Area or, if its registered office is in…
…b) Units or shares of general-purpose investment funds covered by this paragraph or general-purpose professional funds mentioned in article R. 214-190 which do not make use of the exemptions provided…
…a result of holding them is limited to the amount it paid to acquire them; 2° Their liquidity does not compromise the ability of the general-purpose investment fund to comply with the provisions of A…
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