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Showing 4551–4560 of 13190 articles for “Art. professional status not enough”
…imit of 10% stipulated in II of article R. 214-32-18 : 1° warrants ; 2° Savings bonds 3° Promissory notes 4° mortgage notes 5° Shares or units in FIAs established in another Member State of the Europe…
…lopment, investment firms whose registered office is in a Member State of the European Union or in another State party to the Agreement on the European Economic Area, or authorised branches as referre…
…e of a financial instrument, an exchange rate, a price or rate index, a credit rating or index, or another specified variable, and consequently varies in a manner similar to a stand-alone derivative ;…
…ve benchmark for the market to which it refers and the supplier uses a recognised method which does not, as a general rule, result in the exclusion of a major issuer from the market to which the index…
I. - A formula-based general-purpose investment fund is a general-purpose investment fund that meets the following two conditions:1° It is managed passively and its management objective is to reach, a…
…the limits set out in articles R. 214-48 and R. 214-49: 1° When the securities held by the fund are not admitted to trading on a financial instruments market within the meaning of I of Article L. 214-…
A fonds commun de placement dans l'innovation : 1° May not hold more than 35% of the capital or voting rights of any single issuer. However, due to the exercise of exchange, subscription or conversion…
…e admitted to trading has set up a mechanism to ensure that the price of these shares or units does not deviate significantly from a reference value set by the rules of the regulated market in questio…
Contributions in kind made at the formation of a fonds commun de placement are valued under the same conditions as subsequent contributions of securities and in accordance with the procedures set out…
A general-purpose investment fund governed by this paragraph may invest up to 50% of its assets in units or shares of the same collective investment scheme, foreign UCITS or FIA, or foreign investment…
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