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Showing 4291–4300 of 56787 articles for “Art. s. 1193 and 1210”
…a third country or on a multilateral trading facility, if they are company shares, excluding units and shares in non-UCITS collective investment schemes and shares incorporating a derivative instrume…
…ient the option of delaying the transaction so that it can receive the suitability statement beforehand.For the purposes of the last paragraph of Article L. 533-15, professional clients wishing to ben…
…med to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in article L. 511-9 ; b) The…
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
…management. This provision does not apply to the production of scientific, literary or artistic works.
For the application of article L. 541-2, financial investment advisers who are natural persons and natural persons with the power to manage or administer legal persons authorised as financial investme…
…ediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the exception of radio advertisements,…
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