Article L511-50-1
…nt to Article L. 612-23-1, the Board may, between two General Meetings, make provisional appointments.Where the opposition of the Autorité de contrôle prudentiel et de résolution results in the number…
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Showing 4091–4100 of 63274 articles for “Art. s. 1833 and 1844-10 · Cass. 3e civ. 5 July 2000”
…nt to Article L. 612-23-1, the Board may, between two General Meetings, make provisional appointments.Where the opposition of the Autorité de contrôle prudentiel et de résolution results in the number…
The institutions referred to in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute that meet the definition referred to in III of…
…ndermines their duty to act in the best interests of their clients when providing investment services.They shall not take any action, in particular in the form of remuneration or sales targets, which…
…of own funds that has been determined by each Class 2 investment firm in accordance with Article L. 533-2-2 and shall verify that it maintains a level of own funds sufficiently in excess of the requir…
…of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects professional experience in re…
…services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
Before entering into a business relationship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant inform…
…competent authorities of those States within the meaning of Article 4(1)(40) of Regulation (EU) No 575/2013 or, where applicable, Article 4(1)(7) of Regulation (EU) 2019/2033, as well as the European…
…d basis by another competent authority within the meaning of Article 4(1)(40) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 relating to the required leve…
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