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Showing 1721–1730 of 15298 articles for “Art. s. 2003 et seq.”
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Banque de France, the Institut d'émission d'outre-mer, the Institut d'émission…
…e ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings in an investment…
…ent on the European Economic Area. To grant this authorisation, the Autorité de contrôle prudentiel et de résolution verifies, in addition to the conditions set out in Article L. 511-10, whether the c…
…visions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in accordance with paragraph 14 of…
…es, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de résolution.
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
…fit of the provisions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The In…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…nies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résolution. It is not required for the sole purpose of providing one or more of the services m…
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