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Showing 1741–1750 of 15298 articles for “Art. s. 2003 et seq.”
…ramme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment ser…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
…621-18-1, the persons mentioned in the previous paragraph are treated as investment service providers.
Where the Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under t…
…hich it has not established a branch, shall notify its plans to the Autorité de contrôle prudentiel et de résolution in accordance with rules laid down by decree.II.-In the case of investment firms, t…
…eration for the issue of electronic money is protected in accordance with the terms and conditions set out in Article L. 526-32. If this portion is variable or cannot be determined in advance, electro…
…list of approved portfolio management companies as a sanction by the Autorité des marchés financiers.Deregistration entails the liquidation of the legal entity if it has its registered office in Fran…
…n which intends to outsource operational functions shall inform the Autorité de contrôle prudentiel et de résolution.Essential operational functions may not be outsourced in such a way as to seriously…
…rsons mentioned in the previous paragraph are treated in the same way as investment service providers. Where an investment service provider with its registered office in another Member State of the Eu…
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