Article R519-27
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
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Showing 4211–4220 of 15298 articles for “Art. s. 2003 et seq.”
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
…on with their FIA management activities referred to in Article L. 511-6 with which they work ; 2° Whether it receives remuneration for this transaction or service from the credit institution, finance…
…ation ensures that the relevant staff of its members comply with the conditions of professional competence set out in article L. 519-3-3 , depending on the nature of the activity carried out and the p…
…ed over time. This action plan provides for each member to be verified at least once every five years.
…preventing and managing conflicts of interest. It shall inform the Autorité de contrôle prudentiel et de résolution and its members of any links of any kind, in particular capital or commercial links…
…aximum amount of payment transactions referred to in the first paragraph of Article L. 522-11-1 is set at three million euros per month. This ceiling applies to the average total amount, over the prev…
The amount specified in article L. 525-5 is set at 150 euros.
…e deemed to constitute a decision of acceptance is four months from the date of receipt of the complete application.
…ions of freedom to provide services sent by investment firms to the Autorité de contrôle prudentiel et de résolution pursuant to Article L. 532-24 shall include the following information:1° An indicat…
…onomic Area, this firm or institution must, without prejudice to the conditions required by the competent authority of the host State, have been previously authorised to provide this service in France…
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