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Showing 4231–4240 of 15298 articles for “Art. s. 2003 et seq.”
…vided for in Article L. 532-33, the Autorité des marchés financiers shall participate, with the competent authorities of the other possible reference Member States, in the joint procedure for designat…
The provisions of article R. 532-2 apply to branches of third-country undertakings authorised in France.
…alyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or propose a contract suited to the needs of the customer, including the potential…
…previous year and published in its annual report. If the representativeness criterion has not been met on the date the application for authorisation is submitted, the association submits an operationa…
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
…anagement company headquartered in a country other than France, the Autorité de contrôle prudentiel et de résolution may, on its own initiative or at the request of the Autorité des marchés financiers…
…intends to manage one or more European Union AIFs established in the same Member State, without marketing them in the European Union: the home Member State of the AIF or AIFs;2° Where the AIFM intends…
…gistered on the list referred to inarticle L. 615-1 of the Consumer Code for each of these activities.
…e, on the nature and extent of the authorisation of its parent company to provide investment services.
When entering into a relationship, an investment services provider other than an asset management company shall collect relevant information relating to the identity and legal capacity of any new clie…
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