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Showing 4261–4270 of 15298 articles for “Art. s. 2003 et seq.”
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ovider, at its request or ex officio, its decision shall be notified to the provider by registered letter with acknowledgement of receipt. The Autorité des marchés financiers shall inform the public o…
…the intermediary's general terms and conditions of sale.The equity crowdfunding intermediary shall set up a simple procedure on its website for cancelling the registration of any lender or project hol…
…ode; 8° Where applicable, an indicator showing that the transaction was subject to special conditions.
…utory auditors referred to in Article L. 511-38 are appointed by the body of these institutions competent to approve the accounts. They are appointed for six financial years. Their term of office shal…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
…quate access to the information and documents necessary to supervise and monitor management decisions.
I.-The persons mentioned in Article L. 533-29-3 shall draw up a table grouping together the information relating to their establishments by State or territory, mentioned in 1° of the same article, as…
I. - The Autorité de contrôle prudentiel et de résolution shall collect, under the conditions defined by order of the Minister responsible for the economy, the information referred to in c and d of Ar…
…ssary knowledge, skills and experience referred to inArticle L. 533-25 with regard to financial markets, legal and regulatory requirements applicable to the investment firm, its system of governance,…
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