Article D533-15-1
…non-complex financial instruments are as follows:1° Shares admitted to trading on a regulated market in a Member State of the European Union or party to the Agreement on the European Economic Area o…
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Showing 4281–4290 of 15298 articles for “Art. s. 2003 et seq.”
…non-complex financial instruments are as follows:1° Shares admitted to trading on a regulated market in a Member State of the European Union or party to the Agreement on the European Economic Area o…
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
…erivatives, as referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;i) The Caisse des dépôts et consignations and other authorised or regulated institutional investors.2. Entities meeting at le…
…d to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking Authority.
…egories referred to in I of article R. 519-4. To this end, it must compile a file showing that it meets the conditions for access to the activities in question. The content of this file is set by orde…
…aims to be covered in any one policy year.Cover takes effect on 1 March for a period of twelve months. The policy is tacitly renewed on 1 January each year.Persons commencing the activity of intermedi…
…icle L. 533-22-1, is presented as follows: 1° The information is published with a distinction by asset class. The entity shall describe how this distinction has been made, according to a principle of…
…management. This provision does not apply to the production of scientific, literary or artistic works.
…the power to manage or administer legal persons authorised as financial investment advisers must meet the following conditions: 1° Be of legal age; 2° They must not be subject to : a) banned temporar…
I. - Participative finance intermediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the ex…
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