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Showing 4291–4300 of 15298 articles for “Art. s. 2003 et seq.”
…management companies shall indicate to the client, in good time before the service is provided:- whether the investment advice is provided independently ;- whether the investment advice is based on a…
…llenge management decisions and to ensure the effective supervision and monitoring of those decisions. Membership of affiliated companies or entities is not considered incompatible with the requiremen…
…suant to article L. 541-3 includes cover that takes effect on 1st March for a period of twelve months. The contract is tacitly renewed on 1st January of each year.II. - Persons commencing the activity…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
I.-When they present donation-based financing offers on their website that take the form of a collection open to the public, intermediaries in participative financing shall make available to the parti…
…he following procedure: 1° The client shall notify the investment service provider other than an asset management company in writing of its wish to be treated as a professional client, either at any t…
…ich they manage in the exclusive interest of the shareholders or unit-holders of these UCITS and AIFs. II.The annual report on the implementation of the shareholder engagement policy mentioned in I of…
…e deemed to constitute a decision of acceptance is four months from the date of receipt of the complete application.
A participative finance intermediary shall enter into a contract with a payment service provider or a payment service agent relating to the extinctive management of its activities in the event that it…
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