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Showing 3481–3490 of 55286 articles for “Art. s. 389 et 389-1”
…red to in the last two paragraphs of Ia of Article L. 613-20-1, the Autorité de contrôle prudentiel et de résolution, in consultation with the other competent authorities, shall consult :1° Either the…
…ranch of an investment firm referred to in Article L. 532-18-1, the Autorité de contrôle prudentiel et de résolution shall consult the competent authorities of the home country of the firm. Once the o…
…tion college, after obtaining the opinion of the supervisory college, shall examine without delay whether it is appropriate to exercise the power referred to in that paragraph to prohibit or limit cer…
…cluded in the amount of own funds and eligible commitments mentioned in that Article only if they meet the conditions set out in Articles 72a, 72b with the exception of point d of its paragraph 2 and…
When the Secretary General proposes to the Board the appointment of a provisional administrator pursuant to Article L. 621-13-1, he shall first inform the person concerned, by registered letter with a…
I. - For foreign issuers, the market on which the highest volume of securities is traded is determined on the basis of an annual average of the number of securities traded on 31 December of the previo…
The Autorité des marchés financiers shall communicate to the European Securities and Markets Authority :-decisions relating to the authorisation of investment firms ; -at least once a year, the list o…
…n a and b of article L. 621-18-2 or by one of the persons mentioned in 1°, 2° or 3°;c) Or which is set up for the benefit of one of the persons mentioned in a and b of article L. 621-18-2 or one of th…
…ders that he or she should abstain shall not sit on the Enforcement Committee. When the committee meets as a section, the member is replaced under the conditions laid down in Article R. 621-7.
The Board's decision can only be appealed together with the decision on the grievances.
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