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Showing 711–720 of 55286 articles for “Art. s. 389 et 389-1”
…L. 526-15, the funds of electronic money holders collected by an electronic money institution are returned to the holders or transferred to a credit institution, another authorised electronic money i…
…isions relating to freedom of establishment and freedom to provide services :1. The expression "competent authorities" means the authorities of a Member State of the European Union or of a State party…
…ed, subject to compliance with the laws and regulations in force applicable to each of these services. The provision of such services alone does not entitle the client to the status of investment firm…
…shall specify the conditions for applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
…r article L. 532-18-1 to provide investment services to third parties on a regular professional basis.
…ths, or if it has obtained authorisation by making false declarations or by any other irregular means.Withdrawal of authorisation takes effect at the end of a period determined by the Autorité des mar…
…pany may only be ordered after withdrawal of its authorisation by the Autorité des marchés financiers. Notwithstanding articles L. 123-1 and L. 237-3 of the French Commercial Code, the publication and…
…es, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de résolution.
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
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