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Showing 721–730 of 55286 articles for “Art. s. 389 et 389-1”
…nies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résolution. It is not required for the sole purpose of providing one or more of the services m…
…son or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state t…
…investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its branches established in Fr…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
…621-18-1, the persons mentioned in the previous paragraph are treated as investment service providers.
…list of approved portfolio management companies as a sanction by the Autorité des marchés financiers.Deregistration entails the liquidation of the legal entity if it has its registered office in Fran…
An investment service provider other than an asset management company who receives an instruction to perform investment or related services on behalf of a client from another investment service provid…
…l instruments to which they relate, according to the time at which they are received by the providers.After executing a transaction on behalf of their clients, ISPs shall inform clients where the orde…
…cedures according to which non-professional clients may request to be treated as professional clients.
…the costs associated with the transactions carried out and the services provided on behalf of clients.II - Investment service providers other than portfolio management companies that provide the inves…
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