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Showing 731–740 of 55286 articles for “Art. s. 389 et 389-1”
…g investment and investment-related services to clients, investment service providers other than asset management companies shall act honestly, fairly and professionally, in the best interests of thei…
…possible result for their clients having regard to price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of the or…
…tment services and financial instruments adapted to their risk tolerance and capacity to incur losses.When the provision of the investment service referred to in Article L. 321-1.5 leads to the recomm…
…shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obligations of the parties and the other conditions under which the former…
…ders shall act honestly, fairly and professionally, in a way that promotes the integrity of the market.
…including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurate, clear and not misl…
…rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of…
…ese services and canvass clients on behalf of the investment service provider under the conditions set out in Chapter I of Title IV of Book III.
…Any person who collects funds for this purpose; 3° Any person responsible for managing the said assets. II. - Any person who offers one or more clients or potential clients the opportunity to acquire…
…the European Parliament and of the Council of 17 April 2013 on European social entrepreneurship funds.
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