Article D533-16-1
…icle L. 533-22-1, is presented as follows: 1° The information is published with a distinction by asset class. The entity shall describe how this distinction has been made, according to a principle of…
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Showing 4291–4300 of 15236 articles for “Art. s. 496 et 504”
…icle L. 533-22-1, is presented as follows: 1° The information is published with a distinction by asset class. The entity shall describe how this distinction has been made, according to a principle of…
…management. This provision does not apply to the production of scientific, literary or artistic works.
…the power to manage or administer legal persons authorised as financial investment advisers must meet the following conditions: 1° Be of legal age; 2° They must not be subject to : a) banned temporar…
I. - Participative finance intermediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the ex…
…management companies shall indicate to the client, in good time before the service is provided:- whether the investment advice is provided independently ;- whether the investment advice is based on a…
…llenge management decisions and to ensure the effective supervision and monitoring of those decisions. Membership of affiliated companies or entities is not considered incompatible with the requiremen…
…suant to article L. 541-3 includes cover that takes effect on 1st March for a period of twelve months. The contract is tacitly renewed on 1st January of each year.II. - Persons commencing the activity…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
I.-When they present donation-based financing offers on their website that take the form of a collection open to the public, intermediaries in participative financing shall make available to the parti…
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