Article D549-3
…549-2 shall be notified by the Autorité des marchés financiers to the European Securities and Markets Authority.
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Showing 4281–4290 of 15236 articles for “Art. s. 496 et 504”
…549-2 shall be notified by the Autorité des marchés financiers to the European Securities and Markets Authority.
When they have a website, investment firms shall use it to present the systems implemented to ensure compliance with the requirements laid down in Article L. 533-29-3, this section and the regulatory…
…t receives applications for registration or renewal of registration and decides on these applications. Where applicable, it removes the name from the register or cancels the registration under the con…
…may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit may not exceed the threshold applicable to that cat…
…non-complex financial instruments are as follows:1° Shares admitted to trading on a regulated market in a Member State of the European Union or party to the Agreement on the European Economic Area o…
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
…erivatives, as referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;i) The Caisse des dépôts et consignations and other authorised or regulated institutional investors.2. Entities meeting at le…
…d to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking Authority.
…egories referred to in I of article R. 519-4. To this end, it must compile a file showing that it meets the conditions for access to the activities in question. The content of this file is set by orde…
…aims to be covered in any one policy year.Cover takes effect on 1 March for a period of twelve months. The policy is tacitly renewed on 1 January each year.Persons commencing the activity of intermedi…
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