Article L519-3-4
Where the intermediary acts on behalf of a credit institution, a finance company, an electronic money institution that provides payment services, a payment institution, another intermediary in banking…
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Showing 4231–4240 of 67293 articles for “Art. s. L 225-8 and D 227-3”
Where the intermediary acts on behalf of a credit institution, a finance company, an electronic money institution that provides payment services, a payment institution, another intermediary in banking…
I. - The Autorité de contrôle prudentiel et de résolution shall withdraw the registration at the request of the account information service provider or ex officio if it : a) Does not make use of the r…
Any change in the conditions to which the authorisation granted to an investment service provider other than a portfolio management company providing one or more investment services was subject must b…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité de contrôle prudentiel et de résolution also has the power to oppose, in accordance with the provisions of…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
The Autorité de contrôle prudentiel et de résolution shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedu…
I.-The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to take, at an early stage, any measures necessary to address any of the following issues: 1° T…
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