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Showing 1521–1530 of 67589 articles for “Art. s. L 228-12 and L 228-14 · Arts. R 228-18 and R 228-20”
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Where an investment service provider other than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining th…
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
The conversion of eligible liabilities or additional tier 1 or tier 2 capital instruments into equity securities as referred to in Chapter II of Title I of Book II or into other forms of property is e…
At the request of a court hearing an action for damages, the Autorité des marchés financiers may transmit to the court any investigation or inspection reports in its possession, the production of whic…
Notwithstanding the provisions of Law no. 68-678 of 26 July 1968 relating to the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or…
In the event of an order resulting from a court decision that is enforceable, even provisionally, the legal interest rate is increased by 50% on expiry of a period of two months and is doubled on expi…
When the accounts of a territorial authority show a deficit in the implementation of the budget, after verification of the accuracy of the revenue and expenditure entries, equal to or greater than 10%…
In carrying out their testing duties, the persons mentioned in article L. 232-11 may only enter the places mentioned in 1° to 3° of article L. 232-13-1 between 6 a.m. and 11 p.m., or at any time when…
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