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Showing 1831–1840 of 65497 articles for “Art. s. L 430-6 and L 430-7”
I. - By way of derogation from article L. 525-3, a provider of electronic communications networks or services may issue and manage electronic money, in addition to electronic communications services,…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
Investment services providers other than portfolio management companies that use algorithmic trading to implement a market-making strategy must comply with the following conditions, taking into accoun…
The fixed portion of the total remuneration of the persons referred to in Article L. 533-30 represents a sufficiently large portion of the total remuneration to allow the greatest possible flexibility…
I. - Where the Autorité de contrôle prudentiel et de résolution, as the authority responsible for supervision on a consolidated basis, intends to take one or more of the measures provided for in Artic…
The Autorité de contrôle prudentiel et de résolution may, when acting as the authority responsible for the supervision of a subsidiary of an undertaking which has its head office in another Member Sta…
I. - Notwithstanding the provisions of Article L. 613-31-3, the decision to adopt a reorganisation measure or to open winding-up proceedings shall not affect :1° The rights in rem, within the meaning…
The provisions relating to public offers mentioned in Article L. 433-3 do not apply to measures taken by the collège de résolution under this section.
I. - A transfer of ownership of equity securities referred to in Chapter II of Title I of Book II or other ownership securities, as well as assets, rights or obligations of a person subject to a resol…
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