Article R561-38-3
For the application of II of Article L. 561-32, the persons mentioned in Article L. 561-2 shall put in place an internal control system adapted to their size, the nature, complexity and volume of thei…
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Showing 171–180 of 61296 articles for “Art. s. L 561-45-1”
For the application of II of Article L. 561-32, the persons mentioned in Article L. 561-2 shall put in place an internal control system adapted to their size, the nature, complexity and volume of thei…
For each meeting of the Board, the Chairman shall draw up the agenda and the list of members to be convened. If the agenda includes a subject specifically concerning a profession mentioned in Article…
For the application of 2° of Article L. 561-10 and Article L. 561-13, in the event of a transaction involving the exchange of any means of payment, chips, tokens or tickets where the amount exceeds 2,…
The correspondents and registrants designated by the same person mentioned in Article L. 561-2 shall provide each other with the information brought to their attention by the department mentioned in A…
The persons mentioned in 1° to 7°c of Article L. 561-2 may entrust an external service provider with the performance, in their name and on their behalf, of all or part of the activities relating to th…
The persons referred to in Article L. 561-2 are not required to identify the beneficial owner of the business relationship when their customer is a company whose securities are admitted to trading on…
For the application of II of Article L. 561-10-3, the persons mentioned in 1° to 1°c and 5° to 6°a of Article L. 561-2 shall implement the following specific due diligence measures, the intensity of w…
I. - When a case is referred to the National Enforcement Committee pursuant to Article L. 561-38 on the basis of an inspection report drawn up in accordance with Articles R. 561-39 and R. 561-40, the…
The purpose of the Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) Policy Board is : 1° To ensure better coordination between government departments and supervisory authoritie…
Statutory auditors, certified public accountants, notaries, bailiffs, court-appointed administrators, court-appointed agents, lawyers acting in their capacity as fiduciaries and auctioneers are respon…
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