Article L621-1
The Autorité des marchés financiers (AMF), an independent public authority, ensures the protection of savings invested in financial instruments, the units referred to inArticle L. 229-7 of the Environ…
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Showing 3891–3900 of 69575 articles for “Art. s. L 711-1 and L 711-3”
The Autorité des marchés financiers (AMF), an independent public authority, ensures the protection of savings invested in financial instruments, the units referred to inArticle L. 229-7 of the Environ…
On a reasoned request from the Chairman or Secretary General of the Autorité des Marchés Financiers, the president of the court may order the sequestration, wherever held, of funds, securities or righ…
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
I. - The AMF Ombudsman is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party t…
I. - The Board shall examine the investigation or inspection report drawn up by the departments of the Autorité des marchés financiers or the request made by the Chairman of the Autorité de contrôle p…
…d'émission des départements d'outre-mer, the Institut d'émission d'outre-mer, the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall cooperate with each oth…
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L.…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
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