Article L633-12
I. - If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in A…
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Showing 5391–5400 of 44611 articles for “Art. s. L. 145-15 et L. 145-16”
I. - If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in A…
…ated in an alert sent to the Autorité des marchés financiers or the Autorité de contrôle prudentiel et de résolution in respect of a breach mentioned in Article L. 634-1 may not be subject to a measur…
On-site inspections by the Autorité de contrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union…
…odernisation of economic life, by the persons mentioned in 1° to 8° and 10° to 18° of II of Article L. 621-9 of this Code and by the persons mentioned in Article L. 612-2, when they carry out activiti…
…s financiers, as well as to any expert appointed to an Advisory Board referred to in III of Article L. 621-2, for violating the professional secrecy instituted by Article L. 621-4, subject to the prov…
…or 215 of the Treaty on the Functioning of the European Union which are applicable to Saint-Pierre-et-Miquelon, New Caledonia, French Polynesia and the Wallis and Futuna Islands. Measures to freeze a…
…5.II. - Coins denominated in CFP francs may not be issued with a face value of less than 5 CFP francs.
…request information directly from investment services providers that are members of a regulated market and are not established in France. In such cases, it shall inform the competent authority of the…
I. - The coordinator is the competent authority responsible for the coordination and exercise of supplementary supervision. It may decide, after consultation with the competent authorities concerned a…
…ide the European Supervisory Authorities with information relevant to the performance of their duties. If the coordinator is an authority of a Member State or of another State party to the Agreement o…
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