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Showing 5371–5380 of 44611 articles for “Art. s. L. 145-15 et L. 145-16”
On a reasoned request from the Chairman or Secretary General of the Autorité des Marchés Financiers, the president of the court may order the sequestration, wherever held, of funds, securities or righ…
…duct or the conditions for carrying on the business of holding or administering financial instruments. The AMF may also provide the statutory auditors of ISPs with the information they need to perform…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
…of a statement on air. The Association may also temporarily or permanently exclude one of its members. This measure may only be taken in cases where the member concerned fails to comply with a sanctio…
…n and interview any person likely to provide them with information. They may access business premises. They may obtain explanations on the spot under conditions laid down by decree in the Conseil d'Et…
…bmissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
…n is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party that fall within the r…
…ide each other with any information that may be useful for the performance of their respective duties.The Autorité des marchés financiers shall refer to the Commission de régulation de l'énergie, for…
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and…
Each year, the association draws up a report on its activities. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's…
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