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Showing 6191–6200 of 61143 articles for “Art. s. L. 214-1 & L. 214-1-1”
…ement of accounts or for it to be made available to the author by an electronic communication process. The notice period applicable to termination is three months. On expiry of the notice period, the…
I. - The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the…
…a collective agreement may determine the content of the job protection plan mentioned in articles L. 1233-61 to L. 1233-63 , as well as the procedures for consulting the social and economic committe…
A de facto or de jure manager of an undertaking for collective investment in real estate or a professional undertaking for collective investment in real estate is liable to two years' imprisonment and…
…ndermines their duty to act in the best interests of their clients when providing investment services.They shall not take any action, in particular in the form of remuneration or sales targets, which…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…r other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficient range of financial instruments…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
…form under the conditions laid down by the General Regulation of the Autorité des marchés financiers.Any payment or benefit that enables or is necessary for the provision of investment services, such…
…eir order execution arrangements and execution policy in order to identify and address any weaknesses. In particular, they shall regularly check whether the execution venues provided for in their orde…
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