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Showing 3581–3590 of 63846 articles for “Art. s. L. 223-21 and L. 225-41”
Participative finance intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of their clients, including potential clients. To this…
…with the contents of the offer document or no longer offers the guarantees provided for in Article L. 552-5, it may order that any communication concerning the offer referring to its approval be disc…
…ces provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by executing client orders without operating a multilate…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
I. - Banking and payment services intermediaries as defined in article L. 519-1, financial investment advisors as defined in article L. 541-1, tied agents as defined in article L. 545-1 and equity fin…
…l civil liability in the event of a breach of their professional obligations, as defined in article L. 548-6. II. - A decree lays down the conditions for application of this article, in particular the…
…manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers. The provisions of article L. 823-3-1 of the Commercial Code are applicable to intermediaries in m…
Subscribers are informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulati…
…surance is set by decree, depending on the legal form in which the advisory activity is carried out and the products and services likely to be advised.
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