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Showing 2691–2700 of 61902 articles for “Art. s. R. 123-224 and R. 123-232”
I. - The period referred to in Article L. 532-9 is suspended while the European Securities and Markets Authority examines the notification provided for in Article L. 532-37.II. - Where the Autorité de…
…vities mentioned in article L. 511-6 when they may be useful in assessing the customer's background and, where applicable, the risk incurred. II. - Intermediaries must refrain from transmitting false…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
For authorisation under the conditions set out in I of Article L. 519-13, the association submits a file to the Autorité de contrôle prudentiel et de résolution, the composition of which is set by ord…
…out this activity is issued as part of the authorisation procedure as an investment services provider.If the applicant has been authorised as an investment firm or credit institution providing one or…
…opean Union or another State party to the Agreement on the European Economic Area operating in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, it shall se…
…eference Member State provided for in Article 37 of Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011.Where France is designated as the reference Member State, the Auto…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
…ion is also recognised as representative under III of article L. 541-4 of this Code or underarticle R. 513-23 of the Insurance Code. The total number of professionals required to be members is assesse…
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