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Showing 2701–2710 of 61902 articles for “Art. s. R. 123-224 and R. 123-232”
…e acquisition is proposed.The Autorité de contrôle prudentiel et de résolution shall, without delay and in accordance with the conditions laid down in the implementing regulation of the European Commi…
…ed in the same Member State;8° Where the AIFM intends to market several AIF from the European Union and third countries or several AIF from third countries in the European Union: the Member State in w…
…gistered on the list referred to inarticle L. 615-1 of the Consumer Code for each of these activities.
…in France, it is also required to provide precise information on the supervision exercised over it and on the structure of the group to which it belongs and, where applicable, on the nature and exten…
…er 1 core capital instruments as defined by Regulation (EU) no. 575/2013 of the European Parliament and of the Council of 26 June 2013.
…lication to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the conditions and procedures set out in Articles L. 532-1…
…estment firm is of significant importance in view of its internal organisation or the nature, scale and complexity of its activities.Provisional administrators appointed to investment firms are not, i…
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
…licant has been authorised as an investment service provider other than an asset management company and is applying for authorisation to provide one or more data communication services within the mean…
…pose of verifying the good repute conditions referred to in articles L. 519-3-3, L. 541-2, L. 541-7 and article L. 548-4, the body referred to in I of article R. 546-1 shall request the bulletin no. 2…
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