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Showing 4961–4970 of 61902 articles for “Art. s. R. 123-224 and R. 123-232”
…ted regulation adopted pursuant to Article 12(8) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014.
…n only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-8-1, or if the information provided by the proposed acquirer pursuant to Article R. 532-8-2 i…
The period of time after which the AMF's silence on applications for professional certification from bodies that organise examinations to verify the professional knowledge of individuals placed under…
…n only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to Article R. 532-15-2…
…ends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying the AIF it intends to manage;3° The organis…
…orité de contrôle prudentiel et de résolution shall assess the suitability of the proposed acquirer and the financial soundness of the proposed acquisition, applying all of the following criteria, in…
…se of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely influence of the proposed acquirer on the…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…erogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…referred to in Article L. 533-30 with the long-term interests of the investment firm, its creditors and its clients, as referred to in the same Article.
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