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Showing 4971–4980 of 61902 articles for “Art. s. R. 123-224 and R. 123-232”
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…ed to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract; 2° The composition, tur…
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
…ame article. In the document in which they appear, these two tables are presented one after the other. These persons are not required to draw up these tables when the information mentioned in the prev…
…urse may also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
…plemented to ensure compliance with the requirements laid down in Article L. 533-29-3, this section and the regulatory provisions adopted for their application.
…management. This provision does not apply to the production of scientific, literary or artistic works.
…sons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Board or any other…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
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